IA-01
Working Paper File Management Kit
Organise the audit file from day one: a file index, referencing rules and a single correspondence log.
Internal audit working papers, ready for your first real engagement
A coded working-paper system from 000 to 900, referenced to the IIA Global Internal Audit Standards (2024), ISQM 1 and SAMA principles where they apply, and built for Saudi regulation. Arabic and English, in Excel, Word and PowerPoint, licensed to your organisation.
- 12kits
- 86ready-to-fill templates
- 104coded papers in 10 sections
- AR + ENboth languages in every purchase
- 2016+Excel 2016 or later, no macros
The full audit cycle, from opening the file to closing it
Pick a section to see the kits that cover it. On advisory engagements, section 800 replaces sections 400 to 700.
- 000File AdministrationIA-01
- 100Acceptance, Engagement and AdministrationIA-02
- 200Permanent and Annual FileIA-03IA-04
- 300Engagement PlanningIA-05IA-08
- 400Process Understanding and Control AssessmentIA-06IA-08
- 500Testing and FieldworkIA-07IA-08
- 600FindingsIA-09
- 700Reporting and Follow-upIA-09IA-10
- 800Advisory EngagementsReplaces 400–700 on advisory engagementsIA-11
- 900Quality Review and File ClosureIA-12
The twelve kits
IA-02
Client Acceptance and Engagement Kit
Accept the client and contract with confidence: acceptance assessment, conflict check, engagement letter, independence and fees.
IA-03
Permanent File Kit
A ready structure for the client's permanent file and the register of laws and regulations that apply to it.
IA-04
Risk-Based Annual Audit Planning Kit
Build a risk-based annual audit plan ready for Audit Committee approval.
IA-05
Engagement Planning Kit
Plan each engagement: scope, risks, fraud, time budget and the document request list.
IA-06
Process Understanding and Control Assessment Kit (RCM)
Understand and document the process, then build the risk and control matrix and the audit program.
IA-07
Controls Testing and Fieldwork Kit
Test controls with documented samples and results a reviewer can follow.
IA-08
IT General Controls Review Kit (ITGC)
Review IT and cybersecurity controls with templates referenced to the NCA Essential Cybersecurity Controls (ECC).
IA-09
Findings and Reporting Kit
Rate findings, write them clearly and issue a report for management and the Audit Committee.
IA-10
Follow-up and Audit Committee Reporting Kit
Track recommendations to closure and give the Audit Committee periodic reports and KPIs.
IA-11
Advisory Engagements Kit
Run documented advisory engagements without compromising your objectivity on later assurance work.
IA-12
Quality Review and File Closure Kit
Review file quality, then close and archive the file with a record of retention and client data handling.
Packages
Buy the kits you use together for less than their combined price.
Engagement Cycle
4 kits
IA-05 · IA-06 · IA-07 · IA-09
SAR 999 SAR 1,246
You save SAR 247 (20%)
View the Engagement Cycle packageIA Function
5 kits
IA-01 · IA-03 · IA-04 · IA-10 · IA-12
SAR 799 SAR 1,025
You save SAR 226 (22%)
View the IA Function packageComplete System
12 kits
IA-01 → IA-12
SAR 2,199 SAR 3,218
You save SAR 1,019 (32%)
View the Complete System packageHow licensing and stamping work
Choose a kit or package
Prices are in Saudi riyals; pay by card (Visa, Mastercard) through Stripe.
Enter the licensed organisation
A required field on the payment page, up to 100 characters. This name holds the licence.
We stamp your files
Your organisation's name, order number and licence date are written into every Excel, Word and PowerPoint file, and into a band at the foot of every PDF page.
Download from your link
Your download link arrives by email once payment is confirmed, and you can return to it to download again.
Who it is for
- Internal audit firms serving outsourced clients
- In-house internal audit departments
- Audit committees
- Nonprofits under the NCNP governance rules
- Entities supervised by SAMA and the CMA
Frequently asked questions
Who is the licence for, and what does it allow?
The licence covers one organisation: the one named in the stamp. You may use the files within that organisation and on engagements it performs for its clients. You may not sell, distribute, publish or make them available to anyone else.
How does stamping work?
The files in each order are stamped with the licensee's name, the order number and the licence date. You enter the organisation name at checkout, up to 100 characters, so write it exactly as it should appear in the files.
Can I edit the templates?
Yes. You may modify and adapt the templates for the licensed organisation's internal use. The files have no macros, no sheet protection and no passwords, so you can change columns and wording to fit your methodology.
What formats are the files in, and which Office version do I need?
The templates are Excel, Word and PowerPoint files and work in Excel 2016 or later. Each kit also includes a user guide in PDF and PowerPoint, and the licence terms.
Internal Audit Working Papers